Service |
Particulars |
Charges
(on Gross Value)
|
Minimum |
Maximum |
Trade-related services
|
Brokerage Commission (4) |
Local trade：0.25% |
HKD125/CNY125 |
- |
B Shares：0.75% |
HKD200 |
- |
I-Trade：0.15% |
HKD75/CNY75 |
- |
Transaction Levy (5) |
0.003% |
- |
- |
Trading Fee (5) |
0.005% |
- |
- |
Settlement Fee (4) |
0.005% |
HKD2/CNY2 |
HKD100/CNY100 |
Stamp Duty (5) |
0.1% |
(round up to the nearest HKD1) |
Scrip handling and settlement- related services
|
Physical Stock Deposit |
Transfer Deed Stamp Duty |
HKD5 |
- |
- |
Late Charge (afterT+1) |
HKD150 / stock |
- |
- |
Physical Stock Withdrawal |
CCASS(1) Charge |
HKD3.50 / board lot |
- |
- |
Handling Charge |
HKD50 / stock |
HKD150 |
- |
Handling Charge for Share Certificate Rejected by Registrar |
HKD150 / stock |
- |
- |
For CCASS(1) SI/ISI(2) transfer |
Input Fee (4) |
HKD1/CNY1 |
- |
- |
Settlement Fee (4) |
0.005% |
HKD2/CNY2 |
HKD100/CNY100 |
Handling Charge (4) |
SI:HKD100/CNY100 |
- |
- |
ISI: HKD50/CNY50 |
Compulsory Share Buy-back |
CCASS(1)Default Fee |
0.50% |
- |
- |
Handling Charge |
0.50% |
- |
- |
Information Services |
Real Time Quote Subscription |
HK$350/month |
- |
- |
Account Maintenance |
Stock Custody Fee
(calculated on aggregate month-end stock quantity balances)
|
HKD0.012 / board lot or part thereof
|
HKD5 / month |
- |
Reproducing of Monthly Statement |
HKD10 / copy |
- |
- |
Confirmation of Securities or Account Balance |
HKD150 |
- |
- |
CCASS(1) Segregate Account Monthly Charge |
HKD10 / month |
(Handling for account opening HKD100.00 per request)
|
Nominee Services
And
Corporate Actions
|
Corporate Action |
CCASS(1) Corporate Action(3) Charge |
HKD0.80 / board lot or part thereof
|
- |
- |
Handling Charge |
HKD50 / order |
- |
- |
Cash Dividend |
Scrip Fee |
HKD1.50 / board lot or part thereof on net increase in balances in the stock since the date on which fee was last collected
|
CCASS(1) Dividend Levy |
0.12%
on dividend amount
|
- |
- |
Handling Charge |
0.50%
on dividend amount
|
HKD10 |
- |
Stock Dividend |
Scrip Fee |
HKD1.50 / board lot or part thereof on net increase in balances in the stock since the date on which fee was last collected
|
Handling Charge |
HKD10 / allocation |
- |
- |
Retrace Dividend from CCASS(1) |
CCASS(1) Charge |
HKD200 / claim |
- |
- |
Handling Charge |
HKD200 / order |
- |
- |
Financing and Other Service
|
Cash Account Overdue Interest |
Prevailing prime rate + 8% |
Margin Account Financing Rate |
Prevailing prime rate + 4% |
Handling for IPO Subscription(4) |
HKD100 / CNY100 |
Financing Rate for IPO Subscription |
Subject to market rate |
Penalty for Returned Cheque |
HKD50 |
Local Remittance (CHATS) |
HKD100 / order |
Overseas Remittance (T.T.) |
HKD50 + Bank charges |
